中文概念
通俗地说,自律组织是自己管理自己的组织机构,例如行业协会。
证券业协会是证券业的自律性组织,是社会团体法人。中国证券业协会正式成立于1991年8月28日,是依法注册的具有独立法人地位的、由经营证券业务的金融机构自愿组成的行业性自律组织。
图片来源在这里。
英文概念
A self-regulatory organization (SRO) is an entity such as a non-governmental organization, which has the power to create and enforce stand-alone industry and professional regulations and standards on its own.
Who Regulates the Stock Market?
The principal regulator of the stock market in the U.S. is the Securities and Exchange Commission (SEC), established in 1934 by the Securities Exchange Act. It oversees the securities exchanges and securities firms as well as self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA).
关于作者
Joey Zhang,译者/法学学士,持有中国法律职业资格,长期从事法律翻译及商业翻译,个人最新简历可点击此处查阅。也可以通过以下平台联系我:LinkedIn、豆瓣、知乎、小红书
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